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SEC’s Initial Decision on David Zilkha (Microsoft, Pequot, and Samberg)
On May 27, 2010, the Securities and Exchange Commission (“SEC”) issued an Order Instituting Proceedings (OIP) In The Matter Of David E. Zilkhaalleging that in violation of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, David E. Zilkha (“Zilkha”), a Microsoft insider, provided material non-public information to the chairman and chief executive officer of Pequot Capital Management …

Published Apr 14, 2011.
Read more: Forbes

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